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The People vs. Amgen

Clinical trial participants rarely sue pharma companies for discontinuing an
unsafe drug. Here's what happened when two such cases were brought to court.
Jun 1, 2006
By: Todd E. Betanzos
Successful Clinical Trials Management
Most clinical trial lawsuits filed against pharma companies stem from
allegations that the investigational drug harmed participants. But how often
do you read headlines about clinical trial participants protesting when a
drug study is concluded because of safety concerns? While patients often
don't want to continue a clinical trial after a drug is pulled for safety,
what are the implications for pharmaceutical companies when they do?
Such was the case in April and June 2005. Two separate groups of people who
had been subjects in a Parkinson's disease clinical trial sponsored by
Amgen, sued the pharma company in federal court for permanent injunctive
relief and monetary damages. But unlike traditional clinical trial lawsuits,
they weren't asking for compensation or damages. (Suthers, et al. v. Amgen
and Abney, et al. v. Amgen). Instead, they wanted to force Amgen to continue
providing them with the product.
The Clinical Trial
The cases involved a Phase II clinical trial to study the effects of a
synthetic protein called glial cell line-derived neuroptic factor (GDNF), to
which Amgen owned the rights. The study was designed to test whether GDNF
would spur the growth of dopamine-producing cells and alter the course of
Parkinson's disease (rather than simply masking its symptoms like currently
available therapies). It began in 2003 and involved 34 patients at eight
sites-including the Kentucky and New York sites where the plaintiffs
participated. Prior to undergoing surgery to implant a pump, a necessary
step to supply GDNF directly to the brain, each study subject signed an
informed consent document. The consent provided that the study participants
could elect to continue treatment for 24 months after the end of the study.
But it also stated that investigators could withdraw a subject from the
study if they found that the risk of continued participation outweighed the
benefits, or if the sponsor decided to discontinue the study for a variety
of scientific reasons.
At the start of the clinical trial, Amgen hoped to see a 25-percent increase
in subjects' scores relative to placebo after six months of treatment. By
June 2004, however, the group using GDNF showed a bit more than a 10 percent
increase, while the group using placebo had a 4.52 percent increase. Seven
of the 34 subjects showed dramatic improvement, but four of those seven had
received placebo.
Since the results weren't up to Amgen's expectations, the company terminated
all clinical use of GDNF in September 2004. It also cited two safety
concerns: (1) the results of a primate study in which four of 44 primates
given GDNF suffered cerebellar toxicity; and (2) the discovery that several
human subjects had developed neutralizing antibodies. Amgen also cited lack
of efficacy as a reason for discontinuing the study, stating that any
positive effects experienced by the study subjects were from the placebo
effect common in clinical trials for Parkinson's disease. Amgen consulted
with FDA regarding the study's termination, and FDA agreed that the
termination was reasonable in light of the scientific evidence.
The Litigation
Upon filing suit in Kentucky and New York federal district courts, both
groups of plaintiffs asked the courts to issue preliminary injunctions
forcing Amgen to continue providing them with GDNF. They argued that GDNF
was beneficial to them, and Amgen had contracted to supply them with the
drug as long as it proved beneficial. They also said that in undergoing the
pump implantation surgery, they had acted to their own detriment, relying on
promises made by Amgen. Those promises were enforceable pursuant to the law
of promissory estoppel. That doctrine provided that Amgen promised they
would supply the drug to the participants, and since they promised to, it
would be unfair not to follow through with their promise. Finally, by
unreasonably denying access to GDNF, Amgen was breaching a fiduciary duty it
owed them. After conducting hearings, both courts denied the requests.
In their claims for breach of contract and promissory estoppel, the
plaintiffs argued that the informed consent documents signed by study
subjects constituted a contract and a promise on Amgen's part to continue
treatment indefinitely with the investigational drug. They argued that,
although the agreements were executed by the study subjects and the
investigators (rather than Amgen itself), the investigators did so as
Amgen's agents. Finally, the plaintiffs argued that Amgen was bound by the
study investigators' statements that they would make decisions based on the
patients' best interests, and that the subjects could continue to receive
GDNF following the conclusion of the study if it proved safe and effective.














Todd E. Betanzos

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